Turbulent exchange of heat, water vapor, and momentum over a Tibetan prairie by eddy covariance and flux variance measurements
Abstract
[1] Land‐atmosphere interactions on the Tibetan Plateau are important because of their influence on energy and water cycles on both regional and global scales. Flux variance and eddy covariance methods were used to measure turbulent fluxes of heat, water vapor, and momentum over a Tibetan shortgrass prairie during the Global Energy and Water Cycle Experiment (GEWEX) Asian Monsoon Experiment (GAME) in 1998. Under unstable conditions during the monsoon period (July–September), the observed standard deviations of temperature and specific humidity (normalized by appropriate scaling parameters) followed the Monin‐Obukhov theory. The similarity constants for heat CT and water vapor Cq in their dimensionless functions of stability under a free convection limit were both 1.1, unlike the differences (i.e., CT ≤ Cq) reported in other studies. While the transfer efficiency of heat and water vapor exchange generally agreed with the prediction from the Monin‐Obukhov theory, momentum exchange was less efficient than predicted. In comparison with the eddy covariance data, the flux variance method (with CT = Cq = 1.1) underestimated both heat and water vapor fluxes by <5%. When the eddy covariance data were absent, the flux variance method was used for gap filling the seasonal flux database. To estimate latent heat flux during the premonsoon period in June, CT/Cq was approximated as rTq (where rTq is a correlation coefficient for the fluctuations of temperature and water vapor) because of the sensitivity of Cq to changes in soil moisture conditions. The dramatic changes in the Bowen ratio from 9.0 to 0.4 indicate the shift of energy sources for atmospheric heating over the plateau, which, in turn, resulted in the shift of turbulent exchange mechanisms for heat and water vapor.
1. Introduction
[2] The Tibetan Plateau is characterized by high elevation (>4000 m) and vast area (∼10° in latitude and ∼25° in longitude). The plateau has been the subject of climate research for several decades because of its topographic characteristics and its influence on energy and water cycles on both regional (e.g., Asian monsoon) and global (e.g., El Niño) scales [e.g., Flohn, 1957; Yeh et al., 1957; Liu et al., 2003]. The onset of the Asian summer monsoon coincides with the reversal of the meridional temperature gradient in the upper troposphere south of the Tibetan Plateau, resulting from the large temperature increases in May to June over Eurasia and centered on the plateau [Li and Yanai, 1996].
[3] Much effort has been made to evaluate the strength and distribution of atmospheric heat and moisture sources over the plateau and its vicinity. Researchers have found that: (1) the plateau is the major energy source by providing sensible heat flux to the atmosphere before the onset of monsoon [e.g., Li and Yanai, 1996]; (2) during the rainy season, the latent heat released to the atmosphere is the dominant heat source over the eastern plateau, whereas sensible heat flux is comparable to latent heat flux over the western plateau [e.g., Chen et al., 1985]; (3) local recycling through evaporation is important in the water budget over the western plateau, whereas water vapor transport from outside is significant over the eastern plateau [e.g., Luo and Yanai, 1983]; and (4) there is a consensus on the distribution of heat/moisture sources and the heating mechanism over the plateau, but the magnitudes are conflicting. For instance, Yeh and Gao [1979] obtained a vertically integrated mean heat source of 138 Wm−2 over the western plateau in June, whereas Chen et al. [1985] estimated it as 37 Wm−2. This large discrepancy was caused by the different drag coefficients used in the bulk method, resulting in different sensible heat fluxes by a factor of 2–3. Li et al. [2001] reported a wide range of drag coefficients (i.e., 2.5 × 10−3 to 12 × 10−3) over the plateau despite the use of the same data. Latent heat flux can be estimated as a residual of the surface energy budget. However, this approach is prone to error because significant lacks (10–40%) in the energy budget closure on the plateau have been reported [e.g., Kim et al., 2001; Bian et al., 2002].
[4] The paucity of direct flux measurements has hindered us from better understanding the role of the Tibetan Plateau in the cyclic processes of energy and water and their potential alteration associated with global change. Consequently, the Global Energy and Water Cycle Experiment (GEWEX) Asian Monsoon Experiment (GAME) was organized and intensive field measurement campaigns were executed on the plateau in 1998 [e.g., Koike et al., 1999]. Since 2002, further long‐term flux measurements have been attempted through the Coordinated Enhanced Observing Period (CEOP, http://monsoon.t.u-tokyo.ac.jp/ceop/). In these efforts, the eddy covariance method has been used to quantify the seasonal changes in surface energy partitioning.
[5] The objective of this paper is to investigate turbulent exchange characteristics over a Tibetan prairie in terms of flux variance relations, and to document the seasonal changes in surface energy partitioning. Both eddy covariance and flux variance methods were employed to measure the turbulent fluxes from late May to September in 1998. We have used flux variance when the eddy covariance method was not possible because of breakage of the sonic anemometer under the extreme environmental conditions on the plateau. The validity of the use of flux variance is thus tested against direct measurement by eddy covariance. Basic characteristics of turbulence statistics are analyzed to understand the mechanisms controlling the surface exchange of energy and water. The flux data obtained from the two methods are combined to examine the seasonal variation of energy partitioning associated with the monsoon. The gap‐filled flux data have been documented in a public domain database for further use in validating and calibrating of various land surface models.
2. Materials and Method
2.1. Theoretical Considerations
2.1.1. Eddy Covariance Method

2.1.2. Flux Variance Method

/u*, where
is the flux at the surface and u* is the friction velocity), ϕx is the normalized function, z is the measurement height, L is the Obukhov length, and Cx1 and Cx2 are empirical constants. Positive (negative) sign corresponds to wind components (scalars). As −z/L approaches infinity (i.e., local free convection), equation (2) can be simplified as [e.g., Wyngaard et al., 1971]:



[9] The value of CT seems universal and independent on surface conditions, unlike that of Cq [e.g., Weaver, 1990; De Bruin et al., 1993; Andreas et al., 1998]. The latter increases pronouncedly as rTq decreases [Asanuma and Brutsaert, 1999]. The surface moisture condition at our study site changed dramatically as the summer monsoon progressed. We therefore assume that CT does not change through the season, whereas Cq changes with soil water availability.



2.1.3. Correlation Coefficients

2.1.4. Drag Coefficients

2.2. Site and Measurements
2.2.1. Study Site
[13] The field experiment was conducted at a shortgrass prairie (BJ site) near Naqu (92.04°E, 31.29°N, 4580 m above m.s.l.), Tibet in China. Soil was predominantly sandy silt loam at the site, which was homogeneous and flat with a fetch of >1 km for the prevailing wind directions. The flux measurement was made from late May to mid‐September in 1998. The rainy season started in late June. During the premonsoon period the surface was dry and sparsely covered with short grasses. With the onset of the monsoon, the volumetric soil water content remained >15% and the average grass height was about 0.05 m with grazing.
2.2.2. Flux Measurement
[14] The eddy covariance measurement system consisted of a three‐dimensional sonic anemometer (CSAT3, Campbell Scientific, Inc.), a krypton hygrometer (KH20, Campbell Scientific, Inc.), and a fine‐wire thermocouple. Measurements were taken 2.85 m above the ground, and the separation between the sonic anemometer and the hygrometer was 0.15 m. The prevailing wind direction was from 135° to 225°. The sampling rate was 20 Hz and the raw data were saved on a laptop computer connected to a data logger (CR9000, Campbell Scientific, Inc.) for postprocessing. Half‐hourly averaged turbulence statistics were calculated and recorded on the data logger.
[15] Because of long and rough transportation to the experimental site, the sonic anemometer was broken and was not replaced until 14 July. During this period standard deviations of temperature and humidity were measured with fine wire thermocouples and a krypton hygrometer, respectively. Because of a wide range of humidity, the path length of krypton hygrometer was adjusted, and the instrument was calibrated again in a low‐pressure chamber after the experiment.
[16] Other supporting micrometeorological measurements made at the site included radiation components, soil heat flux, soil temperature, soil water content, air temperature and humidity, wind speed, and direction. All these slow‐response signals were sampled every 30 s. Average values for 30‐min periods were stored on the same data logger. Electrical power was not available, and thus all the instruments and the data‐logging system were operated through 12 VDC batteries that were recharged by solar panels [Kim et al., 2001].
2.2.3. Flux Corrections
[17] The effect of coordinate rotation on fluxes was less than 1%. To further evaluate the contribution of low‐frequency eddies [e.g., Finnigan et al., 2003], half‐hourly averaged fluxes were compared against 2‐hour averages and the agreement was within 1%. Following Moore [1986], fluxes were adjusted for the effects of path length averaging and sensor separation, resulting in 5% increase in latent heat flux. Further correction for the density variation was applied to latent heat flux [Webb et al., 1980].
2.2.4. Stationarity Test

) is the random error estimate, where σwi is the averaged within‐record standard deviation over all of the records, and J is the number of subrecord segments (six segments per record were used for this study). While RE has the effect of random variability on turbulence statistics only, σbtw may be affected by both nonstationarity and random variability. Ideally, NR = 1 if the turbulence statistics are stationary. In practice, data are considered nonstationary when NR ≫ 2 [Mahrt, 1998]. The NR values for daytime averaged
and σT2 in Figure 2 show that the stationarity requirement is generally met.

and variance of temperature σT2 during the monsoon period. Error bars indicate standard error of mean.
3. Results and Discussion
3.1. Turbulence Characteristics
[19] The measured σw/u* is plotted with −z/L in Figure 3a. A normalized function of σw/u*(=Cw1(1 + Cw2∣z/L∣)1/3) was determined, resulting in Cw1 = 1.12 and Cw2 = 2.8. Also presented is the formulation of Kaimal and Finnigan [1994] (i.e., σw/u* = 1.25 (1 + 3∣z/L∣)1/3), which predicts consistently greater σw/u*. Similar results were obtained from data collected 20 m above ground using taller towers: one at the BJ site in 2002 and the other at Anni site in 2003 [Hong et al., 2004]. The σw/u* value of ∼1.12 under near‐neutral conditions is within the range reported in the literature [i.e., Kaimal and Finnigan, 1994; Pahlow et al., 2001]. Pattey et al. [2002] show that σw/u* can vary depending on the types of sonic anemometers, particularly with one with longer path length due to loss of covariance between u and w.

[20] The measured σu/u* is plotted with −z/L in Figure 3b. Its normalized function is 3.13 (1 + 8∣z/L∣)1/3. In comparison with σw/u*, more scatters are evident with σu/u*. The latter may not totally follow the Monin‐Obukhov theory and be better scaled with boundary layer depth hi [Panofsky and Dutton, 1984; Van Den Hurk and De Bruin, 1995]. However, σu/u* in Figure 3b did not scale with hi/L, where hi was given as constant. The normalized function (σu/u* = 2.2 (1 + 3∣z/L∣)1/3) of De Bruin et al. [1993] underestimates the observed σu/u*.
[21] The measured ruw is presented in Figure 4 with the correlation function (equation (7) with Cu1 = 3.13, Cu2 = 8, Cw1 = 1.12, and Cw2 = 2.8). The ruw decreases in magnitude with increasing stability because of the dominant role of buoyancy production over shear production. The measured ruw appears to follow the expected pattern as a function of −z/L but with magnitudes smaller than those predicted. The normalized function of De Bruin et al. [1993] underestimates the ruw, indicating a lower efficiency of momentum exchange over the Tibetan Plateau than over terrains at low altitudes.

[22] To investigate whether the cause of such smaller ruw observed with the Campbell sonic anemometer could be instrumental, the data obtained during the intercomparison study with a different sonic anemometer (DAT‐600, Kaijo Denki) were also examined. The result, however, was similar, indicating no instrumental bias [see also Hong et al., 2004]. Högstrom [2002] and McNaughton and Brunet [2002] point out a role of inactive eddies that decreases ruw through the enhanced σu. Indeed, on the basis of spectrum analyses of u and v under near‐neutral conditions, Hong et al. [2004] show the evidence of such inactive eddies (i.e., large spectral density at low‐frequency range) at the BJ site.
[23] Figure 5 shows σT/T* and σq/q* under unstable to near‐neutral conditions. Except for the scatters under near‐neutral conditions, the measured σT/T* follows well the Monin‐Obukhov theory under unstable conditions. The data in Figure 5a fitted to a normalized function (i.e., σT/T* = CT1(1 + CT2∣z/L∣)−1/3) resulted in CT1 = 3.7 and CT2 = 34.5. (To minimize the effect of scattered data, the data were selected when rTq > 0.9.) For comparison, the normalized functions for heat of Kaimal and Finnigan [1994] and Andreas et al. [1998] are also presented in Figure 5. The normalized function for σT/T* in our study is almost identical to that of Andreas et al. [1998] over a terrain with patchy vegetation with height of <0.6 m. However, the magnitudes of σT/T* in our study are greater than those from the Kansas data [Kaimal and Finnigan, 1994].

[24] Surprisingly, the behavior of σq/q* is markedly similar to that of heat (Figure 5b). Unlike σT/T*, the normalized function for σq/q* of Andreas et al. [1998] overestimates σq/q*. A normalized function for σq/q* is not given by Kaimal and Finnigan [1994] but is suggested to have a functional form similar to that for σT/T* (also shown in Figure 5b for comparison).
[25] Figure 6 shows the behavior of σT/T* and σq/q* within the free convection limit (−z/L > 0.2). The similarity constant in a simplified function (i.e., Cx in equation (3)) is 1.1 for both CT and Cq. In the literature, CT ranges from 0.91 to 1.12 whereas Cq is greater, with a range of 1.1–1.5 [e.g., Asanuma and Brutsaert, 1999; Katul and Hsieh, 1999]. On the basis of the analysis of covariance budget equations for
and
, Katul and Hsieh [1999] showed that CT < Cq, suggesting a dissimilarity between heat and water vapor.

[26] In Figure 7, the transfer efficiency of heat to water vapor (i.e., rwT/rwq) is plotted against −z/L. Except the scatters toward near‐neutral conditions, the data converge to unity under unstable conditions, suggesting a similarity of source/sink between heat and water vapor near the ground surface.

[27] The measured rwT and rwq are shown in Figure 8 with equation (7) (with the predetermined constants: Cx1 = 3.7, Cx2 = 34.5, Cw1 = 1.12, and Cw2 = 2.8). Both rwT and rwq increase as the stability becomes more unstable. For comparison, the formulation of De Bruin et al. [1993] is also included. Both rwT and rwq show that each scalar follows the Monin‐Obukhov theory with similar transfer efficiency.

[28] Figure 9 shows the transfer efficiencies of heat and water vapor as compared to momentum. Heat and water vapor are transferred more efficiently than momentum over a range of different stabilities. While the momentum exchange is systematically less efficient, heat and water vapor exchange shows a similar efficiency in magnitude, following the Monin‐Obukhov theory.

3.2. Drag Coefficients
[29] First, z0 is estimated on the basis of logarithmic wind profiles under neutral conditions (−0.05 < z/L < 0.05). By substituting the estimated z0(=0.009 ± 0.009 m) in equation (8), CDN is estimated to be 3.1 (±0.7) × 10−3. On the basis of wind profile measurements at the same site, Gao et al. [2000] reported z0 of 0.0113 m and CDN of 3.5 × 10−3. Li et al. [2001] estimated the drag coefficients at four stations on the plateau using wind profile measurements over 6 years and obtained 4.4–4.7 × 10−3. Bian et al. [2002] obtained CDN of 5.5 × 10−3 through turbulence measurements at Qamdo site with sparse weeds of 0.35 m height in the southeastern Tibetan Plateau. Overall, these recent estimates of drag coefficients are only half of those (6 ∼ 8 × 10−3) reported by earlier studies [e.g., Yeh and Gao, 1979].
3.3. Flux Comparison Between Eddy Covariance and Flux Variance Methods
[30] Sensible heat HVAR and latent heat fluxes λEVAR from the flux variance method were calculated using equations (4) and (5), respectively (with CT = Cq = 1.1) and compared against the available eddy covariance fluxes (HEC and λEEC) for the same period. The fluxes from the two methods agree within 5% (SEE = 12 Wm−2 and r2 = 0.88 for H; SEE = 37 Wm−2 and r2 = 0.78 for λE).
[31] Because of changes in Cq with varying soil water conditions, λEVAR was also computed with equations (6a) and (6b) using rTq and 1/rTq. Again, the flux comparison between the two methods is similar to that with a constant Cq, except for larger values of SEE(=74 Wm−2) and lower r2(=0.34) (Figure 10b). This is mainly due to small rTq, resulting in 1/rTq of much larger than 1.1. It is encouraging, however, that λEVAR using rTq is comparable to the measured λEEC. This result provides good grounds for applying the flux variance method when eddy covariance measurement is not available.

from the flux variance method using Cq of 1.1, and the pluses represent latent heat flux
from flux variance method using rTq (or 1/rTq).
3.4. Seasonal Variations of Energy Partitioning and Turbulent Exchange Mechanism
[32] As the summer monsoon advanced, there were significant changes in meteorological conditions, surface energy partitioning and turbulent exchange characteristics.
3.4.1. Precipitation and Land Cover
[33] Figure 11 shows the seasonal variations of precipitation and soil water content (0.1 m layer). Frequency and magnitude of precipitation increased particularly in late June, resulting in a rapid increase in soil water content. From the green‐up stage in late June to peak growth in July–August, the approximate leaf area index (LAI) increased up to 0.45, with a mean canopy height of 0.05 m [Gao et al., 2004]. Following the change in vegetation cover, color and soil water conditions at the site, the radiation balance changed dramatically.

3.4.2. Radiation Balance
[34] Figure 12 shows the diurnal variation of radiation components on two fairly clear days (12 June and 9 August 1998). Prior to monsoon (12 June), the daytime outgoing longwave radiation Rlup and incoming longwave radiation Rldn reached up to 600 Wm−2 and 300 Wm−2, respectively. The Rlup is significantly larger than those at low altitudes in similar latitudes. Smith and Shi [1992] also reported large values of Rlup over the Tibetan Plateau. During the monsoon (9 August), Rlup decreased by 30% but Rldn increased by 20%, resulting in 60% increase in net longwave radiation. While downward shortwave radiation Rsdn remained almost the same, the albedo (=Rsup/Rsdn) decreased by 30% from premonsoon (0.2) to monsoon (0.15). Consequently, the net radiation (Rn) increased by 20%. During midday, about 25% of Rn was dissipated into soil heat flux.

3.4.3. Surface Energy Partitioning
[35] Figure 13 shows the seasonal variation of the energy partitioning in terms of the Bowen ratio (β = H/λE). With the onset of the summer monsoon, β decreased rapidly from 9 in early June to 0.4 in July and remained low until mid‐September. Then, β began to increase with the withdrawal of the monsoon. Prior to the monsoon, sensible heat flux from the surface was the major source of heating over the plateau, whereas the latent heat released by condensation became the primary source with the onset of the monsoon.

3.4.4. Shift in Turbulent Exchange Mechanism
[36] The seasonal variation of daytime averaged rTq increases from near zero during the premonsoon to 0.8 during the monsoon period (Figure 14). Such a change in rTq implies a shift in the similarity between heat and water vapor with the seasonal march of summer monsoon. Changes in skewness of T(SkT), q(Skq) and w(Skw) provide further insights. Normally, positive skewness values are expected because of narrow, warm and moist updrafts, compared to wider, cool and dry downdrafts [Mahrt, 1991]. Throughout the season, SkT and Skw are consistently positive (0.2 ∼ 1.5). However, as β rapidly decreases with enhanced λE, Skq shifts from negative to near‐zero values in June to positive values comparable to SkT during the monsoon period. Mahrt [1991] reported that rTqand Skq (measured at 100–150 m above ground) increased with decreasing boundary layer height because of strong surface evaporation. During our study, hi over Amdo site (∼100 km north of BJ site) also decreased from ∼2.5 km during premonsoon to about 1 km during monsoon period in 1998 (http://monsoon.t.u-tokyo.ac.jp/tibet/data/iop/pbltower/). As pointed out by De Bruin et al. [1999], the relative contributions of entrainment of warm and dry air from the boundary layer top probably have influenced the similarity near the surface. Local advection or the heterogeneity of sink/source distributions of heat and water vapor also could result in dissimilarity between the two scalars [e.g., Katul et al., 1995; De Bruin et al., 1999]. Analysis of skewness under such influences would be helpful to better understand the turbulent exchange mechanisms over the Tibetan Plateau.

4. Concluding Remarks
[37] Turbulent exchange characteristics in a Tibetan shortgrass prairie were investigated in terms of flux variance relation, and the changes in environmental conditions, surface energy partitioning, and the similarity between heat and water vapor were presented with the seasonal march of the summer monsoon. Main results are summarized as follows.
[38] 1. Normalized standard deviations of heat and water vapor follow the Monin‐Obukhov similarity theory. Heat and water vapor are similar in terms of the similarity constant, and the flux variance method produces comparable H and λE to those of eddy covariance method.
[39] 2. Unlike the similar magnitudes of transfer efficiency of heat and water vapor, momentum exchange is underestimated compared to the Monin‐Obukhov similarity prediction.
[40] 3. As the summer monsoon progresses, significant changes in surface energy partitioning occur toward the enhancement of λE. The entrainment from boundary layer top or inversion layer aloft probably affects the dissimilarity between heat and water vapor during the premonsoon, whereas its effect during the monsoon seems relatively weak as evidenced by low β. More information is needed on the likely role of inactive eddies associated with turbulent exchange mechanisms over the plateau [Hong et al., 2004].
[41] 4. Further direct measurements on turbulence statistics, evaluation of local advection and heterogeneity of source/sink distribution through remote sensing analysis, and profile measurements of heat and water vapor in the boundary layer are needed, particularly for premonsoon periods. Such measurements are currently in progress on the plateau through ongoing CEOP field campaigns.
Acknowledgments
[42] We are grateful to Bert Tanner and Edward Swiatek at Campbell Scientific, Inc., for their prompt and generous lending of the sonic anemometer used in this study. Our thanks also go out to Y. Yupin for helping with field measurements. Financial support was given through the “Eco‐Technopia 21 project” by the Ministry of Environment, Korea, and the National Space Development Agency of Japan. The CEOP data were provided within the framework of GAME/CAMP Tibet Scientific and Technological Research Project, funded by the Ministry of Education, Culture, Sports, Science and Technology; the Japan Science and Technology Agency; the Frontier Research System for Global Change; the Japan Aerospace Exploration Agency; the Chinese Academy of Sciences; and the Chinese Academy of Meteorological Sciences.





