Upwelling of Atlantic Water in Barrow Canyon, Chukchi Sea
Abstract
Using long-term moorings data together with wind and sea ice measurements, we document the characteristics and variations of upwelling in Barrow Canyon and investigate the upwelled Atlantic Water (AW) on the Chukchi Sea shelf and how it impacts the ice cover. Driven by strong northeasterly winds, upwelling occurs more often in the cold months, and the occurrence tends to increase interannually since 2001. Over the 12-year mooring record at the mouth of Barrow Canyon, roughly 10% of the upwelling events can drive AW onto the Chukchi Sea shelf. Both AW and non-AW upwelling events have more occurrence and stronger strength in the cold months, but do not present a significant interannual trend. These variations are associated with the northeasterly winds. Comparing to the non-AW upwelling, the AW upwelling is generally characterized by more vertical displacement of the AW layer at the mouth of Barrow Canyon, and stronger up-canyon volume and heat transport. In the ice-covered period, these two types of upwelling have different consequences for forming polynyas on the shelf. Under similar wind forcing, the ice reduction appears confined in the coastal region in the non-AW upwelling events, while during AW upwelling events, the sea ice declines dramatically in the shelf interior with 15% more ice loss. It elucidates that the heat carried by the upwelled AW plays a considerable role in modulating the ice cover in the shelf interior.
Key Points
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Driven by strong northeasterly winds, upwelling in Barrow Canyon is characterized by up-canyon flow and vertically uplifted isopycnals
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Upwelling of Atlantic Water onto the Chukchi shelf mainly occurs in the cold months when extreme northeasterly wind blows
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Heat flux from Atlantic Water upwelling plays an important role in the sea ice loss in the Chukchi shelf interior
Plain Language Summary
Upwelling in Barrow Canyon brings heat and nutrients that can affect sea ice condition and ecosystems on the Chukchi Sea shelf. In this study, we use mooring data in the vicinity of Barrow Canyon together with the wind data and satellite ice concentration data, to investigate the characteristics and variations of upwelling in the canyon, and how the upwelled warm Atlantic Water (AW) modulates the ice cover on the shelf. Driven by the strong northeasterly winds, the upwelling in the canyon is characterized by an up-canyon flow and uplifting of water masses, and the upwelling occurrence varies seasonally and interannually. Roughly 10% of the events can upwell the AW onto the Chukchi Sea shelf, which mainly occur in the cold months when the strong northeasterly winds blow. Under similar wind forcing, upwelling of AW leads to the significant ice decrease in the shelf interior, while non-AW upwelling causes less ice loss that is confined along the coastal region. These discrepancies suggest that the extra heat brought by the AW upwelling in the Barrow Canyon can result in a significant ice loss in the interior of the Chukchi Sea shelf.
1 Introduction
Pacific-origin water flows into Arctic through Bering Strait with the mean transport of 1.0 0.05 Sv (Woodgate, 2018), carrying significant freshwater, heat, and biogeochemical properties. The Pacific-origin water propagates northward mainly via three pathways (Figure 1): Western pathway which passes through Herald Canyon; Central Channel pathway flows through the channel between Herald Shoal and Hanna Shoal; and Alaskan Coastal Current (ACC) flows against the coast of Alaska (Lin, Pickart, Mcraven, et al., 2019; Weingartner et al., 2005). The Central Channel pathway flows anticyclonically around Hanna Shoal with bifurcations prior to arriving Hanna Shoal. These branches of the Central Channel pathway ultimately join into the ACC at the head of Barrow Canyon and drain off the shelf through Barrow Canyon (Lin, Pickart, Mcraven, et al., 2019). The mean transport of the outflow through Barrow Canyon is 0.44
0.07 Sv (Itoh et al., 2013), and often exceeds 1 Sv in summer (Gong & Pickart, 2016; Itoh et al., 2015). As such, Barrow Canyon, where the nutrient-rich Pacific Water converges, is one of the important biological “hotspots” in the Chukchi Sea (Grebmeier et al., 2006, 2015). Pickart et al. (2021) revealed that the flow accelerates as converging into the canyon, resulting in a strong downwelling on this cyclonic side (northwestern side) of the flow. The downwelling feeds the biological processes to the seabed and thus contributes a benthic “hotspot” in the Barrow Canyon. Under strong northeasterly winds, the Barrow Canyon outflow can be reversed toward up-canyon (Lin, Pickart, Mcraven, et al., 2019), along with upwelling in the canyon (Pisareva et al., 2019).

(a) Schematic circulation of the Chukchi and western Beaufort Seas. The blue and red arrows represent the circulation of Pacific-origin water and the boundary current of Atlantic-origin water, and the yellow arrows denote the Beaufort Gyre. The locations of moorings near the mouth and head of Barrow Canyon are denoted by red and blue dots, respectively. The blue box denotes the study region shown in (b). The orange box is the region over which the ice concentration is averaged. The bathymetry is from ETOPO2v2 (National Geophysical Data Center, 2006). (b) Enlarged view of the study region in the vicinity of Barrow Canyon. The magenta star marks the location of the Utqiaġvik meteorological station.
Warm and salty Atlantic Water (AW) flows into Arctic through Fram Strait and Barents Sea, and circulates cyclonically along the continental slope (Aksenov et al., 2011). It negotiates the Chukchi Borderland via multiple routes and eventually has two branches approaching the southern Canada Basin (Li et al., 2020). In the western Arctic, the AW resides beneath the Pacific Water layer, with the mean interface at ∼150 m depth on the continental slope (Nikolopoulos et al., 2009), which deepens to the deep basin. In addition to the Atlantic- and Pacific-origin water masses, the fresh sea-ice melt water/meteoric water (including precipitation and river runoff) lies at the surface (Lin et al., 2020).
Upwelling plays an essential role in the shelf-basin exchanges of freshwater, heat and biogeochemical properties in the western Arctic, which have significant impacts on the halocline, sea ice and ecosystem in the basin (Macdonald et al., 1987; Pickart et al., 2011; Proshutinsky et al., 2009). In the Alaskan Beaufort Sea, four to five episodic upwelling events can fulfill the annual nitrate budget in the Alaskan Beaufort Sea (Pickart, Spall, & Mathis, 2013). The upwelling is mainly driven by easterly winds, dictated by the two atmospheric centers of action—the Aleutian Low and the Beaufort High (Pickart, Schulze, et al., 2013). Associated with the seasonality of the along-coast wind, the wind-driven upwelling is intensified in the spring and fall (Lin et al., 2016). Using 2 years of mooring data Schulze and Pickart (2012) demonstrated that upwelling in the Alaskan Beaufort Sea takes place throughout the year regardless of the ice presence (as long as the ice is mobile), although the upwelling can be enhanced via the ice-ocean stress when there is partial ice cover. The effect of ice on upwelling has also been shown in the Canadian Beaufort Sea (Lin et al., 2020). Lin, Pickart, Moore, et al. (2019) identified 115 upwelling events within a 6-year period, one third of them brings only Pacific Water onto the shelf, occurring in the warm months. The remaining two thirds uplift AW mainly in the cold months. They argued that the primary driving factor is the seasonal variation of the Pacific Water-AW interface depth, which is modulated by the local wind stress curl.
Upwelling also commonly occurs in the Barrow Canyon. Unlike the canonical coastal upwelling associated with the secondary circulation, this is the process that the water is carried by the reversed Barrow Canyon outflow up to the shelf. The upwelling is mainly driven by northeasterly winds (Carmack & Kulikov, 1998; Okkonen et al., 2009; Pisareva et al., 2019), and eastward-propagating shelf waves can also play a role (Aagaard & Roach, 1990). Using the data from a mooring situated near the head of the canyon, Pisareva et al. (2019) found a good correlation between the strength of upwelling and the along-coast wind, suggesting that stronger northeasterly winds can lead to stronger upwelling in the canyon. The upwelling in Barrow Canyon more often brings Pacific Water, but upwelling of AW is rare. Pisareva et al. (2019) found 5 AW events in a 2-year mooring record near the head of the canyon. Using the moorings on the Chukchi Sea shelf in 2010–2015, Ladd et al. (2016) found eight upwelling events bringing the warm AW to the interior of the shelf. These AW upwelling events can lead to the formation and development of polynyas on the shelf. The evidence of ice melted by the upwelled AW was also revealed by Hirano et al. (2018) using numerical model and mooring data. They pointed out that there are mainly two mechanisms of the polynya formation —the divergence due to the strong northeasterly wind and the oceanic heating beneath the ice—which however are difficultly distinguished. This is consistent with the results of Hirano et al. (2016), who suggested that the polynya near the coast of Barrow Canyon is a hybrid polynya, formed by both wind-driven divergence of ice and sensible heat due to upwelling.
The upwelling also modifies the nutrient concentrations on the Chukchi Sea shelf (Beaird et al., 2020; Ladd et al., 2016). Both the Pacific Water (particularly Pacific Winter Water) and warm AW, containing high levels of nutrients, are upwelled to the shelf and contribute to the biological processes (Lin, Pickart, Mcraven, et al., 2019; Pickart et al., 2019). Meanwhile, the upwelled waters generate an unstable gravity current that triggers strong vertical mixing, which allows the nutrients to reach to the upper layer (Beaird et al., 2020).
In this study, using the data from the moorings at the mouth and head of the canyon, we aim to address the characteristics and variations of upwelling events in the Barrow Canyon, particularly the ones carrying AW onto the shelf, and classify the effects of wind and sensible heat on the reduction of ice during the upwelling events. The study is organized as follows. We begin with a description of the moorings, ice concentration and atmospheric data, and the methods in light of the calculations of the upwelling and wind strengths and the oceanic heat transport (Section 2). After identifying the upwelling events based on the mooring data, we investigate the variation of the events and the effect of wind (Section 3). We then compare the nature and forcing of AW upwelling and non-AW upwelling in Section 4. Lastly, we address the impacts of both types of upwelling on ice cover on the shelf and distinguish the effects of oceanic heat and wind divergence on the polynya formation (Section 5). We end by discussing the uncertainties and summarizing the results (Sections 6 and 7).
2 Data and Methods
2.1 Mooring Data
At the mouth of Barrow Canyon, we use the data from three moorings deployed from 2001 to 2017 provided by the Japan Agency for Marine-Earth Science and Technology (JAMSTEC; red dots in Figure 1). One mooring is located in the center of Barrow Canyon (BCC), and the others are situated on the eastern and western flanks of the canyon (BCE and BCW). All moorings were equipped with MicroCATs providing hourly data of temperature, salinity and pressure, and Acoustic Doppler Current Profilers (ADCPs) measuring velocity profiles with a bin size of 4–8 m and a sampling interval of 0.25–2 hr. The exception is that the shoulder moorings (BCE and BCW) were equipped with current meters instead of the ADCPs in some earlier years (Table 1).
Mooring ID | Lat (°N) | Lon (°W) | Bottom depth (m) | Date range | ADCP | MicroCAT | |||
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Effective range (m) | Sample Int. (h) | Vertical Res. (m) | Depth (m) | Sample Int. (h) | |||||
BCC | 71°44.01’ | 155°09.55’ | 285 | 30 September 2001–9 September 2002 | 10–285 | 1 | 4 | 53, 93, 133, 192, 256 | 1 |
9 September 2002–10 March 2003 | 10–285 | 1 | 4 | 90, 252 | 1 | ||||
6 October 2003–21 June 2004 | 10–250 | 2 | 8 | 44, 84, 123 | 1 | ||||
02 October 2005–1 October 2006 | 10–250 | 2 | 8 | 40, 77, 116, 173, 266 | 1 | ||||
02 October 2006–31 August 2008 | 10–285 | 2 | 4 | 38, 74, 114, 173, 265 | 1 | ||||
11 September 2010–5 September 2013 | 10–285 | 2 | 4 | 42, 81, 119, 179, 268 | 1 | ||||
13 September 2014–9 September 2015 | 10–285 | 2 | 4 | 44, 84, 122,153, 182, 253, 271 | 1 | ||||
10 September 2015–5 September 2016 | 10–285 | 2 | 4 | 44, 84, 123, 152, 272 | 1 | ||||
6 September 2016–6 September 2017 | 10–285 | 1 | 4 | 43, 83, 119,147, 178, 250, 270 | 1 | ||||
BCE | 71°40.35’ | 154°59.74’ | 106 | 30 September 2001–9 September 2002 | 10–75 | 0.25 | 4 | 48, 89 | 1 |
09 September 2002–5 October 2003 | 10–75 | 1 | 4 | 52, 86 | 1 | ||||
05 October 2003–9 September 2008 | 45, 70a | 2 | – | 35, 90 | 1 | ||||
12 September 2010–9 September 2013 | 10–75 | 2 | 4 | 42, 91 | 1 | ||||
12 September 2014–5 September 2016 | 10–75 | 2 | 4 | 39, 93 | 1 | ||||
7 September 2016–6 September 2017 | 10–75 | 1 | 4 | 39, 93 | 1 | ||||
BCW | 71°47.74’ | 155°20.75’ | 170 | 1 October 2001–8 September 2002 | 10–140 | 1 | 4 | 41, 80, 160 | 1 |
9 September 2002–5 October 2003 | 10–140 | 1 | 4 | 52, 82, 152 | 1 | ||||
6 October 2003–2 October 2005 | 50, 80, 140a | 2 | – | 30, 157 | 1 | ||||
2 October 2005–9 September 2008 | 50, 80, 140a | 2 | – | 40, 115, 151 | 1 | ||||
29 September 2010–25 September 2012 | 50, 90, 140a | 2 | – | 35, 113, 150 | 1 | ||||
27 September 2012–05 September 2013 | 10–140 | 2 | 4 | 40, 90, 120, 155 | 1 | ||||
13 September 2014–5 September 2016 | 10–140 | 2 | 4 | 43, 88, 122, 156 | 1 | ||||
6 September 2016–9 September 2017 | 10–140 | 1 | 4 | 40, 120, 155 | 1 | ||||
BC2 | 70°55’ | 159°55’ | 52 | 17 August 2010–10 August 2015 | – | – | – | 50 | 0.25 |
- Note. ADCP: Acoustic Doppler Current Profiler.
- a only current meters.
The drifts in the sensors over 1 year were 0.001°C for temperature and 0.01 for salinity, and accuracy for velocity measurements was better than or equal to 1 cm s−1 (Itoh et al., 2012). Following the method of Itoh et al. (2013), temperature, salinity and velocity data were also linearly interpolated to a 1 m fixed vertical grid, and the values at the shallowest observational level were extended to the surface. At the mooring BCC, the MicroCAT at 50 m failed from September 2002 to September 2003: for this period, we used the hydrographic data averaged between the two shoulder moorings BCE and BCW. The velocity at BCE was used to compensate the failure of the mooring BCC’s ADCP in the year of September 2002 to September 2003. Nonetheless, there were still some gap years, June 2004 to September 2005, September 2008 to August 2010, and October 2013 to August 2014 (see Table 1). After these data processing, the velocity timeseries were de-tided using the T-Tide harmonic analysis toolbox (Pawlowicz et al., 2002). We compute the velocity components in the along-stream (56°T, positive down-canyon) and cross-stream (326°T) coordinate (Pisareva et al., 2019).
At the head of the canyon, we use the 4-year hydrographic data near the bottom at the mooring (BC2) from 2010 to 2015 (Weingartner et al., 2017; blue dot in Figure 1) to examine whether AW is transported onto the shelf. The bottom MicroCAT collected the data every 15 min (Table 1).
2.2 Wind Data
The 10-m wind data were obtained from the meteorological station at Utqiaġvik, Alaska (magenta star in Figure 1b). The data well represent the regional wind condition in the vicinity of Barrow Canyon (Pickart et al., 2019, 2021). The data have been quality controlled and interpolated onto an hourly interval (see Pickart, Schulze, et al., 2013 for the details). In this study we consider the along-coast wind (52°T, Pisareva et al., 2019) which plays an essential role in the outflow and upwelling in Barrow Canyon (Pisareva et al., 2019; Weingartner et al., 2017).
2.3 Ice Concentration Data
We also employed the Advanced Very High Resolution Radiometer (AVHRR) sea ice concentration (SIC) products spanning from 2001 to 2017, obtained from the National Climate Data Center of the National Oceanic and Atmospheric Administration. This is a daily data set with a spatial resolution of 0.25°, and has been developed using optimum interpolation which fills in gaps due to low-level clouds (Reynolds et al., 2007). The mean sea ice concentration was computed within the orange box in Figure 1, covering the coastal region including the Barrow Canyon.
2.4 Definition of Upwelling
Using a mooring at the head of Barrow Canyon (close to the BC2), Pisareva et al. (2019) defined the upwelling events based on velocity and wind. In this study we applied these criteria to the long-term record of the mooring BCC at the mouth of the canyon. In particular, we first computed the timeseries of the depth-averaged along-stream velocity (within the ADCP range of 10–250 m), and then identified upwelling periods when the along-stream velocity is negative (Barrow Canyon outflow is reversed toward up-canyon). The response of the flow lags the onset of winds by 6 hr, close to the delay time reported by Pisareva et al. (2019) in the head of Barrow Canyon (9 hr) and Lin, Pickart, Moore, et al. (2019) in the western Beaufort Sea (8 hr). Taking account of the delay time, we computed the mean along-coast wind for each of above-identified upwelling events. Here we consider the events when the mean along-coast wind is negative (northeasterly wind). Events apart less than 1 day are combined as one event, and events with the duration less than 1 day are removed. The results are not sensitive to the thresholds. As such, over the 12-year record at BCC, we identified 328 upwelling events in total (see Table S1 for details).




2.5 Wind Index



2.6 Up-Canyon Fluxed Heat






3 Barrow Canyon Upwelling Events
3.1 Occurrence of Upwelling
The mean duration of the 328 upwelling events is 3.3 days, shorter than the 4.8 days that Lin, Pickart, Moore, et al. (2019) found for upwelling events in the western Beaufort Sea. The discrepancy may be due to the different upwelling definitions (velocity vs. potential density anomaly) and the more energetic flow in the mouth of Barrow Canyon. To address the occurrence of upwelling, we summed up the upwelling days in each month of the year when the data were available (Figure 2a). One sees that upwelling has a low occurrence in the warm months, while in the cold months it frequently occurs for more than half a month, with a peak of 23 days in April, 2016. To shed light on this seasonality, we computed the monthly mean of the upwelling days (blue curve in Figure 2b). It shows that the upwelling occurrence is a minimum in July, while peaks in April and in October–December, which is consistent with the variation in the western Beaufort Sea (Lin, Pickart, Moore, et al., 2019).

(a) Upwelling days in each month from 2001 to 2017 (color). Missing values are in white. (b) Seasonal and (c) interannual variations of the monthly upwelling days (blue curve) and strong wind days (black curve). The horizontal dashed lines in (c) are the mean upwelling (blue) and strong wind (>5.0 m s−1, black) days of each three-year segment. The errorbars denote standard errors.
Pickart, Schulze, et al. (2013) suggested that the number of upwelling events in the Alaskan Beaufort Sea has increased from the 1990s to 2010. To investigate the long-term variation of upwelling in Barrow Canyon, we averaged the monthly upwelling days for each available year (from September to the next August, Figure 2c). The upwelling days in the month without available data were filled up using the climatological mean of this month over the years. This shows an overall increase from 7.0 0.8 days in the early years to 8.6
1.0 days in the recent years.
3.2 Evolution of a Composite Upwelling Event
To evaluate the general features of upwelling, we defined a normalized time (tn), with tn = 0 (tn = 1) corresponding to the onset (end) of the event. Averaging the 328 individual events we constructed a composite event during tn = −0.25–1.25 considering the pre- and post-condition of the event (Figure 3). The composite of the depth-dependent along-stream velocity reveals that the flow is intensified in the middle layer (∼150 m) prior to the onset of upwelling (Figure 3b). At the onset of upwelling, the flow is reversed, and becomes subsurface-intensified in the late event peaking at −0.28 m s−1 near 75 m depth around tn = 0.75. As the upwelling ends, the down-canyon flow is enhanced in the lower layer, stronger than the initial condition, although the negative velocities last longer in the upper layer, consistent with the observations in Beaird et al. (2020). This is likely the signature of the rebound jet induced by the combined effect of the fast barotropic adjustment and slow baroclinic adjustment (Li et al., 2021; Lin, Pickart, Moore, et al., 2019; Pickart et al., 2011).

Composite upwelling event constructed from the 328 individual events. (a) The along-coast wind speed (m s−1) where negative is northeasterly. The shading represents standard error. (b) Depth-dependence along-stream velocity (m s−1) where negative is up-canyon. (c) Potential temperature (°C) overlain by the isopycnals (kg m−3). The thick contour represents the interface of Pacific Water and Atlantic Water (27.06 kg m−3 isopycnal, Nikolopoulos et al., 2009).
The precondition of hydrography is that the cold Pacific Water is located above the warm AW with the interface (isopycnal of 27.06 kg m−3) at 150 m (Figure 3c), in line with the annual-mean depth of the interface measured in the Beaufort Sea (Nikolopoulos et al., 2009). Associate with the reversed flow during upwelling, the AW layer is lifted and reaches the shallowest depth at ∼120 m at tn = 0.9, later than the velocity peak. It is understandable that the hydrographic field has a longer lag response to the wind (Lin, Pickart, Moore, et al., 2019). It relaxes to the initial level as the upwelling ends.
3.3 Effect of Wind
Pisareva et al. (2019) has demonstrated the effect of wind on the seasonality and individual events in 2002–2004. It is of interest to investigate the effect of wind on the upwelling at the mouth of the canyon in a longer timescale. Applying the same method of computing the upwelling days above, for each month of the year when the mooring data were available, we count the number of the days when the along-coast wind is stronger than the mean wind speed during upwelling events, 5.0 m s−1, consistent with the wind thresholds in Pisareva et al. (2019) and Lin et al. (2021).
The monthly values are averaged for each month of the year and also for each year. Figure 2b reveals that in terms of the seasonality, the number of the strong wind days is well correlated with the upwelling days (R = 0.78, p < 0.01). Similarly, strong winds occur more frequently in cold months than that in the warm months—two peaks in spring and fall. Interestingly, the strong wind days is slightly less than the upwelling days in the cold months. We argue that it may be due to the stronger upwelling in the cold months takes longer to relax, and the weaker coastal current in the cold month can be more easily reversed (Itoh et al., 2013). The good correlation is also found in the interannual variation (Figure 2c). The strong wind days significantly increase from 5.2 1.5 days in 2001–2004 to 8.2
0.8 days in 2014–2017, which is in the line with the increase trend of upwelling days.
How does the wind vary during upwelling? To answer this, we constructed the composite of the along-coast wind in the normalized time (Figure 3a). On average the northeasterly wind is weak and gradually strengthens prior to the onset of upwelling. Remind that as the exist of the outflow in Barrow Canyon, the occurrence of upwelling requires a strong northeasterly wind (Lin et al., 2021; Pisareva et al., 2019). The wind speed reaches to the peak right after the middle of the event, but before the velocity peak. It then dies out quickly to the end, consistent with the asymmetric variations of velocity and hydrographic fields.
Having shown that upwelling is strongly related to wind, we further quantify the wind effect by regressing the UI with wind index (WI; see Section 2) for all of the identified upwelling events (Figure 4). Not surprisingly, it displays a good linear relation between the two indexes, with a correlation coefficient R = 0.75 (p < 0.01). It suggests that stronger northeasterly wind event (higher WI) can result in more intense upwelling in Barrow Canyon. There are a few outliers where the strong upwelling events are associated with the relatively small WI. During each of these events, the northeasterly wind occasionally drops and reverses. Such temporary wind variations were not able to terminate an upwelling, but decrease the WI.

Upwelling index versus wind index for all upwelling events over the 12-year record. The blue line denotes the best linear fit, and the gray shading area is within the 95% confidence level.
4 AW Upwelling Versus Non-AW Upwelling
As mentioned above, only a few upwelling events in Barrow Canyon can bring AW onto the shelf (referred to as AW upwelling), while most of them transport Pacific Water (referred to as non-AW upwelling below), consistant with the previous studies (Ladd et al., 2016; Pisareva et al., 2019). It motivates us to characterize the AW upwelling versus the non-AW upwelling in the long record. Following Nikolopoulos et al. (2009) and many other studies, AW is considered as the water with a temperature higher than −1.26°C and a salinity over 33.64. As we stated in the data and method, the upwelling is defined using the BCC data near the mouth of the canyon. Using this single mooring, however, we cannot ensure whether the AW is advected onto the shelf during a given upwelling. We thus also employ the 4-year bottom hydrographic data at the mooring BC2 near the head of the canyon, spanning from 2010 to 2015 (see Section 2; Weingartner et al., 2017).
In these 4-year record, we found that 14 of 106 upwelling events occurring in the mouth of the canyon were followed by the AW signal appearing at the head of the canyon (red dots in Figure 5). On average, the first appearance of AW at the head of the canyon lags the onset of the upwelling at mooring BCC by 3.9 days. It is consistent with the advective time, 3.9–4.9 days, given the distance between the two moorings (∼170 km) and the mean up-canyon velocity ranging from −0.3 to −0.4 m s−1 during upwelling. Note that Ladd et al. (2016) reported 8 AW events using the mooring on the shelf in 2010–2015, while we have 10 AW events using the BC2 mooring data during the overlapping periods of the two moorings. This discrepancy is due to their mooring located farther away from the head of the canyon.

Upwelling index of the identified events during August, 2010 to August, 2015. The events that lead to the presence of the Atlantic Water (AW) (T > −1.26°C and S > 33.64) at the head of the canyon are marked in red, the remaining events are in gray. The black dashed lines represent the boundaries of the AW events, non-AW events, and the 50%-chance AW events (dots with black circles). The period of no data in September, 2013 to September, 2014 is shaded.
Most of the AW events in 2010–2015 have the UI > 1.83 m s−1 day (Figure 5), indicating that the stronger upwelling is more likely to bring the AW to the head of the canyon. The AW upwelling accounts for 50% of the events when the UI falls in the range of 1.18–1.83 m s−1 day. None of the upwelling associated with AW when UI is below 1.18 m s−1 day. We thus apply these thresholds to all of the upwelling events in the 12-year data of the mooring BCC, and identify the AW upwelling and non-AW upwelling events.
4.1 Seasonal and Interannual Variations
Over the 12-year record, we identified 22 confirmed AW upwelling events, 283 non-AW upwelling events, and 23 events with half the chance of bringing AW (1.18 < UI < 1.83), accounting for 6.7%, 86.3%, and 7.0% of the total 328 upwelling events, respectively. How often these two types of upwelling occur seasonally and interannually? As our calculation for all upwelling above, we first integrate the upwelling days for each individual month and then computed the monthly mean and annual-mean (September to next August) upwelling days (Figure 6). To not underestimate the upwelling occurrence, for the 23 events with half the chance of bringing AW, we counted the half of the upwelling days to the AW upwelling and the other half to the non-AW upwelling. The monthly mean upwelling days reveal that the AW upwelling is mainly found in the cold months, and barely seen in the warm months (Figure 6a). Consistent with the previous studies, AW upwelling is rare, with the maximum occurrence of ∼2 days in December. By contrast, non-AW upwelling can be found throughout the year with a similar seasonality, that is, more occurrence in cold months than warm months (Figure 6b). It ranges from 3.8 days in June to the peak of 12.0 days in December.

(a and b) Seasonal and (c and d) interannual occurrences of Atlantic Water (AW) upwelling events (red bars) and non-AW upwelling events (gray bars). Days of the 50%-chance AW upwelling events (purple bars) evenly splits to AW and non-AW upwelling days.
Consistent with the occurrence, upwelling strength (UI) also reveals a clear seasonality (Figures 7a and 7b, the 50%-chance AW upwelling events are not considered here). AW upwelling is strong from late fall through winter, with UI >2.5 m s−1 day, and weakens in late winter and spring. Non-AW upwelling is also strong in winter, but becomes very week in summer, particularly in July (UI < 0.1 m s−1 day). It is due to the weaker reversed flow and shorter duration in the warm months (not shown). We also constructed the timeseries of monthly mean WI (Figures 7a and 7b). The good agreement between WI and UI again reveals the link between upwelling and along-coast wind, although the correlation is less for AW upwelling than non-AW upwelling. We argue that the less correlation of AW upwelling strength and wind is due to the small number of the events that adds more uncertainties. It is also reflected by the larger standard errors. Note that for non-AW upwelling, the increase of WI in the cold months is not as obvious as that of UI. As we discussed above, it is likely due to the weaker outflow in Barrow Canyon can be more easily reversed in the cold months.

(a and b) Seasonal and (c and d) interannual variations of upwelling index (blue curves) and WI (black curves) of Atlantic Water (AW) upwelling events and non-AW upwelling events. The 50%-chance AW upwelling events are excluded. No error bar for the years when there was only one event.
Both AW and non-AW upwelling occur with a clear interannual variation, but seem no correlation with each other (Figures 6c and 6d). The annual-mean AW upwelling days peak in 2006–2007 (exceed 1 day) when the non-AW upwelling becomes less frequent, while the second peak of the AW upwelling days in 2014–2015 corresponds to a high non-AW upwelling occurrence. By contrast to the overall variation (Figure 2), AW upwelling occurrence has no significantly increase trend, as well as non-AW upwelling. It is also true in terms of upwelling strength (Figures 7c and 7d). The annual mean UI varies from 2 to 3 m s−1 day in AW upwelling. Note that in some years the mean values were computed from very a few AW upwelling events that result in large standard errors. Non-AW upwelling is weaker and its strength varies slightly from year to year, with UI of 0.3–0.5 m s−1 day. Overall, the interannual variation of UI is also associated with WI.
4.2 Velocity and Hydrographic Structures
For each type of upwelling, how do along-coast winds vary during an event and how do velocity and hydrography structures respond? To address that, we computed the composite event for AW upwelling and non-AW upwelling (the 50%-chance AW events are excluded), respectively. As shown in Figure 8a, the northeasterly wind starts strengthening prior to the onset of the AW upwelling, and reaches the peak wind speed of −6.8 m s−1 at tn = 0.75. It rapidly falls to be negligible after the event. Before the upwelling, the current is intensified in the lower layer and directed down-canyon, with a maximum velocity of 0.26 m s−1 at 170 m (Figure 8b). By the time of the onset of the upwelling, the current reverses to up-canyon (negative) and velocity increases gradually. The up-canyon current becomes subsurface-intensified, exceeding −0.5 m s−1 in the layer of 50–90 m at tn = 0.80 associated with the peak along-coast wind. Meanwhile, the upper boundary of warm and salty Atlantic Water is vertically uplifted from 150 to 100 m toward the end of the event (Figures 8c and 8d). As we saw in the composite plot of all events in Figure 3, after the event, a rebound jet in the lower layer start to establish, with more than double of the initial velocity at the depth of 200 m.

Composite events of the Atlantic Water (AW) upwelling (left column) and the non-AW upwelling (right column). (a and e) Along-coast wind speed (m s−1) where negative is northeasterly. The shading represents standard error. (b and f) Depth-dependent along-stream current velocity (m s−1) where negative is up-canyon, the 0 contour is highlighted. (c and g) Salinity and (d and h) potential temperature (°C), overlain by potential density (kg m−3). The thick contour represents the interface of Pacific Water and Atlantic Water (27.06 kg m−3 isopycnal).
During non-AW upwelling, the mean along-coast wind speed ranges from −3.6 to −5.7 m s−1, with average value of −4.9 m s−1 (Figure 8e). The wind speed peaks immediately after the middle of the event and drops back to the same level as the beginning. Similar to the AW upwelling, the outflow is reversed during the event, but with a much weaker velocity (Figure 8f). It is again followed by a rebound jet. In this case the Pacific Water-AW interface is only 20 m above the background 150 m (Figure 8h).
5 Impact of Upwelling on Ice Cover
Upwelling in Barrow Canyon can develop polynyas in the cold season via wind-driven ice divergence and/or oceanic heating, however these two mechanisms are difficultly distinguished (Hirano et al., 2016; Ladd et al., 2016). Using the timeseries of the spatially averaged ice concentration in the vicinity of Barrow Canyon (orange box in Figure 1a), we first identified the ice period for each year (September to next August) as the time between the freeze-up date when the ice concentration first exceeded 90% and melt-back date when the ice concentration last dropped below 90% (Tian et al., 2021). We found there are 150 upwelling events in the ice period (328 events in total), including 11 AW upwelling events, 125 non-AW upwelling events and 14 50%-chance AW upwelling events. Remind that the AW and non-AW upwelling events were identified by UI, based on the shorter record when BC2 was operating. We aim to address how the AW upwelling plays a role in modulating the ice cover versus the non-AW upwelling, and to shed further light on the two mechanisms, wind divergence and oceanic heating. We focus on the 150 events in ice period in the following analysis.
For each of the two types of upwelling, we computed the cumulated heat (H) that is fluxed up-canyon (see Section 2.6 for the details). Figure 9a shows the scatter plot of WI versus UI colored by the cumulated heat for the upwelling events in the ice period. Not surprisingly, the AW upwelling generally transports more heat than the non-AW upwelling, with mean values of 1.9 × 1018 J versus 0.2 × 1018 J. Each of the AW events transports over 1 × 1018 J heat except for two events with the weaker upwelling strength (UI < 2) fluxing ∼0.8 × 1018 J, which are still much higher than the mean heat during non-AW upwelling. To further clarify the relation of the upwelling strength and the heat transport, we averaged the cumulated heat with each bin of UI (each bin contains six data points, so that the bin size increases as the UI increases). It reveals that stronger upwelling transports more heat up-canyon (Figure 9b). Analogously, we also averaged the cumulated heat for each bin of WI (Figure 9c). It shows that the cumulated heat increases as the wind intensifies. This causes the difficulty of teasing apart their effects on ice loss.

(a) Upwelling index (UI) versus wind index for the 150 upwelling events in the ice period, colored by the cumulated heat (J). The thresholds of Atlantic Water (AW) upwelling events and non-AW events are denoted by two black dashed lines. (b) Averaged cumulated heat for each bin of UI. (c) Averaged cumulated heat for each bin of wind index. Standard errors are included.
We now investigate the impact of AW upwelling versus non-AW upwelling on the ice cover of the Chukchi Sea shelf. To isolate the effect of wind, we chose the AW upwelling and non-AW upwelling events that have a similar WI (50%-chance AW events were not considered here). Since AW upwelling is generally associated with the stronger wind (higher WI) than non-AW upwelling (Figure 9a), we can only find two WI bins including both types of the upwelling (Figures 10a and 10c): 25–30 and 36–41 m s−1 day.

(a) The selected Atlantic Water (AW) upwelling events (red dots) and non-AW upwelling events (blue dots) when WI is in the range of 25–30 m s−1 day. All upwelling events in the ice period are marked by gray dots. (b) Composites of ice concentration anomaly for the selected AW events (red curve) and non-AW events (blue curve). (c and d) are the same to (a and c), respectively, except for the wind scenario of WI = 36–41 m s−1 day.
In the first wind scenario (WI = 25–30 m s−1 day), there are two AW events and three non-AW events (Figure 10a). During each of these events, the ice concentration decreases with a large variation. In addition, there are discrepancies between the events, such as the time of onset of the ice decrease due to different delay responses. To better compare, we first found the minimum value of the ice concentration during each upwelling event, and considered the first peak of the ice concentration backwards as the initial ice condition before influenced by upwelling. Note that ice starts decreasing after the onset of upwelling. Figure 10b presents the composites of the ice concentration anomalies from the initial ice cover during a normalized period (different to the normalized upwelling period), tn = 0 at the time of onset of ice reduction and tn = 0.5 at the time of the minimum ice. It reveals that the ice declines ∼12% during the AW events versus ∼8% during the non-AW events. Note that in this wind scenario, on average the AW upwelling events transport 1.5 × 1018 J heat, while the non-AW upwelling events transport 0.38 × 1018 J.
In the other wind scenario (WI = 36–41 m s−1 day), we identified three AW events (1.4 × 1018 J), causing ∼10% ice decrease, and three non-AW events (0.36 × 1018 J) when the ice concentration was reduced by ∼7% (Figures 10c and 10d). We thus argue that under a similar wind forcing, the more ice decrease in the AW upwelling events than that in the non-AW upwelling events is due to the influence of the extra heat carried by the warm AW. It is further addressed below.
What is the spatial change of the ice cover during the upwelling? We used the upwelling events with WI = 25–30 m s−1 day as an example (the results are similar for the other wind scenario). For each type of the upwelling events, we constructed maps of the ice concentration in the initial condition and when the mean ice reaches the minimum, and the difference (Figure 11). The initial ice condition is similar for both types of upwelling, the study region is fully ice covered except for the coastal region where the ice concentration is around 90% (Figures 11a and 11b). Figure 11c reveals the in non-AW upwelling, reduction of the ice occurs confined to the coastal region. The band of large ice reduction adjoins to the Alaskan coast from Barrow Canyon to 69°N (Figure 11e). In contrast, in AW upwelling, the minimum ice condition shows ice decreases in the coastal region and also in the interior, south of the Hanna Shoal (Figure 11d). The significant ice reduction appears in the south of the Hanna Shoal, away from the coast (Figure 11f). Note that the kinematic effect of along-coast wind (wind-driven divergence of ice) takes place within the coastal region, and during the upwelling events wind stress curl is negative in the shelf interior which is also not favorable to the polynya formation. The up-canyon flux of heat by AW upwelling would be available for melting approximately 4,900 km2 of 1 m thick ice on the Chukchi Sea shelf, consistent with the area of ice loss, 5,300 km2 (ice concentration deceases more than 10%, Figure 11f). In contrast, the heat brought by non-AW upwelling can only melt 1,300 km2. More importantly, it is far less than the real ice-loss area, 2,800 km2 (Figure 11e). These results demonstrate that (a) the ice decrease during non-AW upwelling is mainly driven by the wind-driven divergence, and (b) the oceanic heating plays a dominant role in the ice reduction during the AW upwelling which brings a large amount of heat up to the shelf.

Composites of (a and b) initial ice condition, (c and d) minimum ice condition and (e and f) ice reduction in the non-Atlantic Water (AW) upwelling (left column) and the AW upwelling (right column), when WI is in 25–30 m s−1 day. The gray contours are the isobaths of 40, 100, and 200 m.
As such, the difference of the ice reduction between the two types of upwelling to some degree reflects the effect of heat (Figure 12). The major difference between the two cases is seen on the shelf offshore of the 40 m isobath (positive values), consistent with the region where Ladd et al. (2016) observed the AW signal. It indicates that during the AW upwelling, the fluxed heat (1.1 × 1018 J more than that during the non-AW upwelling) can reduce ∼15% more ice in the shelf interior.

6 Discussion
Only a few events went into each of the composites and there are considerable variances between the events for each wind scenario. These to some degree weaken the statistical significance of our results. Nonetheless, we found the consistency in two different wind scenarios—the more ice is reduced in the Chukchi shelf in the AW upwelling events than in the non-AW events (Figure 10). The spatial distributions of ice reduction are consistent with the results of Ovall et al. (2021) who performed an empirical orthogonal function (EOF) analyses of ice cover in the same study area. Their EOF mode 1 reveals the regions of ice reduction adjacent to the coast, reflecting a wind-driven polynya, while the mode 2 shows the ice reduces from the head of Barrow Canyon toward the shelf interior, representing the melt-driven polynya from oceanic heat flux. These are in line with our arguments of the ice reduction in the non-AW events versus the AW events respectively in this study.
Our result clearly suggests that when wind is constant, more heat flux is more likely to melt ice. Note that the actual heat for melting ice may be less than the total heat brought by the upwelling in the mouth of Barrow Canyon shown above. It is due to multiple factors such as heat loss on the way approaching the shelf, and stratification of the water column. However, observations of the stratification in water column during an upwelling in the ice period are rare. Using a mooring at the head of Barrow Canyon, Hirano et al. (2016) found that during an upwelling the temperature dramatically increase in the bottom as well as in the mid-layer. A numerical tracer study by Hirano et al. (2018) revealed that the AW signal appears in the surface extending from the coastal region of northeastern Chukchi Sea to the shelf interior. These are consistent with the areas of significant ice reduction during AW upwelling in our study (Figure 12).
7 Conclusions
Using 12 years of mooring data, together with the weather station data and satellite ice concentration data, we investigated the general characteristics of upwelling, particularly the upwelling of AW, in Barrow Canyon and the impacts on the ice cover of the Chukchi Sea shelf. Based on the criteria of reversed (up-canyon) velocity and northeasterly wind, we identified 328 upwelling events over the 12-year record. More upwelling occurs in the cold months, and the occurrence of the upwelling appears to have an increase trend since 2001, associated with the variations of the strong northeasterly winds. To characterize the upwelling, we constructed a composite event by normalizing the time period of each event from 0 to 1. It reveals that as the northeasterly wind intensifies, the along-stream current reverses to up-canyon and the upwelling commences, revealed by the raising upper boundary of warm and salty AW. After the upwelling, a rebound flow is established in the lower layer. We quantified the relation of the upwelling and the along-coast wind by regressing the UI and WI. It shows a significant correlation (R = 0.75, p < 0.01), indicating that the stronger northeasterly winds drive more intense upwelling, which is consistent with the previous studies.
Employing a 4-year hydrographic data set at the bottom of the mooring near the head of Barrow Canyon, we examined the occurrence of AW on the shelf during upwelling events. It suggests that the extreme upwelling events (UI > 1.83) and a half of the medium events (1.18 < UI < 1.83) can bring the AW to the head of canyon, while the remaining are the non-AW events (UI < 1.18). We applied the thresholds to all identified upwelling in the 12 years, and found 22 AW upwelling, 283 non-AW upwelling, and 23 events with half the chance of bringing AW. Upwelling of AW mainly occurs in the cold months. In contrast, the non-AW upwelling occurs throughout the year, and have more occurrence and stronger strength in the cold months. There is no significant interannual trend in both types of the upwelling. These variations of upwelling are mainly associated with the northeasterly winds. During the AW events, under a stronger wind the reversed current is more intensified with the core in the sub-surface. At the mouth of the canyon, the upper boundary of the AW was vertically uplifted by 50 m from the background condition, while only by 20 m in the non-AW events.
We analyzed 150 upwelling events in the ice periods to explore the impact of upwelled AW on ice loss in the study region. In general, stronger upwelling can flux more heat up-canyon, particularly in the AW upwelling events. Under similar wind forcing (similar WI), the AW upwelling is associated with more ice reduction than the non-AW upwelling. The ice loses the most along the coast during the non-AW upwelling, while during the AW upwelling reduces more ice in the shelf interior, away from the coast. The AW upwelling results in up to 15% more ice reduction in the shelf interior than the non-AW upwelling, caused by the large amount of heat fluxed onto the shelf.
Our analyses of 12 years of data provide guidance as to the relative effects of wind divergence and oceanic heat flux on the ice cover in the northeastern Chukchi Sea. These outcomes suggest methods for assessing likely impacts on Chukchi Sea ice distributions in future climates, using modeled changes in winds to identify whether AW upwelling is more or less likely to occur in future. Furthermore, this research motivates us to address the implications for the biological processes during the AW upwelling events in the future.
Acknowledgments
The authors acknowledge T. J. Weingartner for providing the BC2 mooring data. This work was supported by the National Key Research and Development Program of China under Grant 2018YFC1406104; and the National Nature Science Foundation of China under grants NSFC 41425003 and NSFC 41971084 (S. Li, T. Dou, C. Xiao, and D. Qin); and the National Science Foundation under grants PLR-1504333 and OPP-1733564; the National Oceanic and Atmospheric Administration under grant NA14OAR4320158 (P. Lin); Arctic Challenge for Sustainability II (ArCSII, M. Itoh, T. Kikuchi).
Open Research
Data Availability Statement
The data of the three moorings at the mouth of Barrow Canyon are provided by JAMSTEC (http://www.jamstec.go.jp/arctic/). The hydrographic data at the mooring BC2 near the head of the canyon are available at National Oceanographic Data Center (NODC, https://www.nodc.noaa.gov/archive/arc0113/0160090/). Wind data from the meteorological station in Utqiaġvik, AK are available at https://www.ncdc.noaa.gov/cdo-web/datasets/GHCND/stations/GHCND:USW00027502/detail. The AVHRR sea ice concentration data are available at https://www.ncei.noaa.gov/data/sea-surface-temperature-optimum-interpolation/v2.1/access/avhrr/.