Microphysical Characteristics of an Asymmetric Eyewall in Major Hurricane Harvey (2017)
Abstract
Microphysical and kinematic structures of major Hurricane Harvey's (2017) asymmetric eyewall are analyzed from ground-based polarimetric and airborne Doppler radars. New polarimetric observations of differential reflectivity (ZDR) and specific differential phase (KDP) show asymmetric wavenumber-1 patterns associated with vertical wind shear (VWS) but were shifted azimuthally with respect to the reflectivity (ZH) asymmetry. A ZDR column was found upwind of the ZH maximum in a region with strong updrafts estimated from multi-Doppler synthesis, with higher values of KDP found cyclonically downwind. Retrieved raindrop size distributions show that azimuthal variations of size and number concentration were determined by both the VWS and the size sorting process. The diameter of raindrops decreases, while the number concentration increases cyclonically downwind of VWS-induced updrafts due to the differential terminal fall speed of raindrops and strong rotational flow at major hurricane wind speeds.
Key Points
- In Hurricane Harvey's eyewall, polarimetric radar variables show azimuthally shifted wavenumber-1 asymmetric structures associated with the environmental vertical wind shear
- The variation of the raindrop size distribution within Harvey's eyewall is associated with the environmental vertical wind shear and size sorting processes
- The microphysical characteristics can be applied to evaluate forecasts and to improve microphysical parameterization in numerical weather prediction models
Plain Language Summary
Hurricane forecasts are highly sensitive to the representation of raindrop properties in numerical weather prediction models. Hurricane Harvey (2017) was the first major hurricane of category 4 intensity to make U.S. landfall since the recent upgrade of the U.S. weather radar network to dual-polarization technology that allows for better characterization of the shape, size, and number of raindrops in hurricanes. These new observations indicate substantial variation in the raindrop size distribution around Harvey's intense, asymmetric eyewall. Through additional analysis of data collected by the airborne Hurricane Hunters, we find that the largest raindrops are located where upward motion occurs due to interactions of environmental wind shear and strong rotational winds. The diameter of raindrops decreases, but the number of raindrops increases downwind of the updrafts around the eyewall. This new analysis can be used to evaluate and improve numerical models used in hurricane forecasting.
1 Introduction
Microphysical processes within tropical cyclones (TCs) play a critical role in determining structure, track, and intensity through their interaction with the storm dynamics. Numerical weather prediction (NWP) TC forecasts are highly sensitive to microphysical parameterization schemes due to these complex, multiscale interactions (Fovell et al., 2009; Jin et al., 2014; Khain et al., 2016; McFarquhar & Black, 2004; McFarquhar et al., 2006; Pattnaik et al., 2010; Tao et al., 2011). Interactions between environmental vertical wind shear (VWS), convective organization, and microphysical processes make forecasts of intensity change particularly difficult, with relatively slow progress compared to track forecasts (DeMaria et al., 2014). The recent upgrade of the U.S. operational radar network to dual polarization has provided new opportunities to gain insights on the bulk microphysical characteristics of TCs (Brown et al., 2016; Didlake & Kumjian, 2017; Griffin et al., 2014; Kalina et al., 2017), but many unknowns remain. In this study, new dual-polarization radar observations of Hurricane Harvey (2017) are analyzed to provide one of the first looks at the raindrop size distributions (DSD) and the microphysical processes in the eyewall of a major hurricane (>50 m/s).
Dual-polarization radars obtain backscattering information of hydrometeors from both horizontal and vertical polarizations (Seliga & Bringi, 1976). Bulk microphysical information about the type, shape, size, and quantity of hydrometeors within the sampling volume is provided (Bringi & Chandrasekar, 2001; Vivekanandan et al., 1999). Dual-polarization radars have been used to study microphysical characteristics for continental weather phenomena for many years, but there have been very few observations of TCs until recently. May et al. (2008) first used dual-polarization radar variables and hydrometeor classification method to investigate the hydrometeor distribution in TC Ingrid. Chang et al. (2009) performed a combined disdrometer and polarimetric radar analysis to retrieve the DSD in TC rainbands and found an average mass-weighted diameter of about 2 mm and a normalized intercept of about 103.8 mm−1m−3, which is a maritime-like convective-type DSD (Bringi et al., 2003). The characteristic DSD of high concentrations of small raindrops in a TC was consistent with earlier in situ observations from airborne probes (Jorgensen & Willis, 1982) and surface disdrometers (Tokay et al., 2008; Ulbrich & Lee, 2002; Wilson & Pollock, 1974). Brown et al. (2016) used radar observations to identify model deficiencies in representing TC DSDs, resulting in improvements to the representation of the snow melting process in the Thompson-Eidhammer microphysical scheme (Brown et al., 2017). The DSD variation in TC rainbands (Wang et al., 2016, 2018; Wen et al., 2018) and variability in ice distributions (Didlake & Kumjian, 2017; Kalina et al., 2017) have also been recently investigated.
The majority of DSD observations in previous studies come from TC rainbands due to their prevalence and easier in situ sampling than the eyewall where the strongest winds are located. While there are some previous microphysical observations in TC eyewalls, the number of samples in major hurricanes are very limited due to the rarity of the phenomena and difficulty in sampling. Hurricane Harvey (2017) was the first major hurricane landfall in the U.S. since Wilma (2005) and the first since the operational radar upgrade to dual polarization in 2013. Of particular interest to the current study is the influence of VWS on Harvey's eyewall structure prior to landfall, which introduced a strong asymmetry in the observed polarimetric variables. The asymmetric structure of hurricane eyewalls is a well-known response to VWS (Black et al., 2002; Corbosiero & Molinari, 2003; Marks & Houze, 1987) and is often associated with intensity change (Nguyen & Molinari, 2012; Reasor et al., 2009; Rogers et al., 2016). The low-level convergence and upward motion mostly occur in the downshear direction, where abundant hydrometeors are generated and then advected downwind to the left of the shear vector, where the reflectivity maximum is frequently observed (Black et al., 2002; DeHart et al., 2014; Foerster et al., 2014; Hence & Houze, 2011; Reasor et al., 2013; Tao et al., 2017). The dynamical interaction between the vortex and VWS to produce the eyewall asymmetry has been well studied (Frank & Ritchie, 2001; Jones, 1995; Reasor et al., 2004; Riemer et al., 2010, 2013), but the microphysical characteristics and their effect on eyewall structure are not well understood.
In the current study, polarimetric radar observations are used to document the microphysical asymmetries in Hurricane Harvey's eyewall and retrieve the rain DSDs in a major hurricane impacted by VWS. The results suggest that the interaction between asymmetric dynamical forcing of vertical motion and the differential terminal fall speed of raindrops in a strongly rotating environment plays an important role in producing the observed polarimetric signatures. The results not only have important implications for our fundamental understanding of microphysical and dynamic interactions in TCs but also provide constraints for NWP where overestimation or underestimation of the raindrop size can have a significant impact on the intensity and accumulated rainfall of the simulated TC (Brown et al., 2016; Tao et al., 2011). The data and methods are presented in section 2, followed by the results of the polarimetric analysis in section 3. A summary of the key findings in section 4.
2 Data and Methods
Hurricane Harvey (2017) was a category 4 hurricane in the Atlantic basin that brought significant rainfall to the Texas coast and caused severe social and economic losses (Blake & Zelinsky, 2017). Figure 1 shows the hurricane track and intensity and environmental VWS. Rapid intensification started on 25 August, and the hurricane center made landfall in San Jose Island, Texas, at 03 UTC on 26 August with 59-m/s (115 kt) winds and a minimum central pressure of 937 hPa. The mean storm motion was about 3–4 m/s to the northwest before landfall. The deep layer 200-850 hPa VWS vector was about 7 m/s (15 kt) from 220° to 270°. The main focus of this study is Harvey's asymmetric precipitation distribution due to VWS prior to landfall.

Data from the operational Weather Surveillance Doppler (WSR-88D) dual-polarization radar in Corpus Christi, Texas (KCRP), were analyzed from 23 UTC 25 August to 02 UTC 26 August when the hurricane center was within 100 km of the radar. In this study, we focus on three dual-polarimetric variables: reflectivity at horizontal polarization (ZH), differential reflectivity (ZDR), and specific differential phase (KDP). ZDR is the ratio between reflectivity at horizontal and vertical polarization, with higher positive values in rain indicative of larger oblate drops. KDP is the range derivative of phase difference between horizontal and vertical polarization returns and is proportional to the number concentration of medium-sized (1–3 mm) oblate drops.
Several steps were taken to process the polarimetric radar data for quality control and microphysical analysis. Nonmeteorological returns were removed using a threshold of copolar correlation coefficient below 0.85. A ZDR bias of −0.08 dB was corrected based on the algorithm of Cunningham et al. (2013). The Lidar Radar Open Software Environment (LRSOE) was used for KDP calculation and radar data interpolation from spherical to Cartesian coordinates with vertical and horizontal resolution of 0.5- and 1-km spacing. For discussing the azimuthal variation of radar variables, we further interpolate the grid data into polar coordinates with the origin as the hurricane center and with the resolution of 1° azimuth × 1-km radial distance. To describe the bulk rain DSD characteristics, the median volume diameter (D0) and normalized intercept parameter (NW, related to the number concentration) of a normalized gamma DSD were retrieved from ZH and ZDR based on Bringi et al. (2015) using the CSU_RadarTools software package.
The kinematic wind field was retrieved from P-3 airborne tail Doppler radar using the SAMURAI variational analysis technique as described in Foerster et al. (2014). One 15-min flight segment (Figure 1a) was analyzed to provide a quantitative measure of the tangential and vertical velocity. The airborne radar data were quality controlled using the “high” threshold automatic editing technique from Bell et al. (2013). Additional manual quality control was conducted to remove data near the aircraft due to poor data quality within 3-km range.
3 Results
Figure 2a shows the wavenumber-1 asymmetric precipitation pattern of Harvey's eyewall. The highest ZH values exceeding 40 dBZ at 1.5-km altitude were found to the left of the VWS vector. The eyewall ZH asymmetric pattern associated with the VWS is broadly consistent with previous research of shear-induced asymmetric eyewall found both in numerical models (Braun, 2002; Rogers et al., 2003) and observations (Corbosiero et al., 2006; DeHart et al., 2014; Hence & Houze, 2011; Reasor et al., 2013). Though the moderate VWS is believed to be the dominant driver of the asymmetry, the effects from storm motion (Shapiro, 1983) and land interactions (Didlake & Kumjian, 2017) may also play a role in enhanced ZH in the upshear left quadrant.

The polarimetric radar observations show that ZDR and KDP fields (Figures 2b and 2c) have wavenumber-1 eyewall asymmetric structures that are azimuthally shifted relative to ZH. Higher values of ZDR are found cyclonically upwind of the maximum of wavenumber-1 ZH pattern, but higher values of KDP occurred cyclonically downwind of the high ZDR areas. The radar signature suggests that relatively large raindrops with higher ZDR values are present upwind of the asymmetric eyewall structure typically observed by ZH alone. Following the TC circulation, an area of maximum KDP and ZH but with decreasing ZDR value indicates an increasing number of smaller drops downwind of the ZDR maximum.
To further analyze the asymmetry, the data were separated into four quadrants relative to the environmental VWS: downshear right (DR), downshear left (DL), upshear left (UL), and upshear right (UR). The azimuthal location of the polarimetric variables in the azimuth-time diagrams (Figures 2d–2f) is similar to the polar depiction shown in Figures 2a–2c, but the shear quadrants rotate in azimuth as the VWS vector rotates. The wavenumber-1 asymmetric patterns of ZH, ZDR, and KDP fields are persistent for more than 8 hr during Hurricane Harvey's intensifying period before landfall at 03 UTC 26 August. The maximum wavenumber-1 ZH pattern consistently extends from the DL to UL quadrants, while the high ZDR values (>1.5 dB) are consistently found in the DL quadrant upwind of the wavenumber-1 ZH asymmetry. About 60° in azimuth downwind of the ZDR peak, the maximum KDP with values >1.5°/km is consistently present. The high KDP area is found downwind of DL quadrant into the UL quadrant, even as the azimuth that defines each quadrant changes.
Variations of polarimetric variables suggest the propagation and evolution of convective cells in the eyewall (Figures 2d–2f). In the DR quadrant, relatively low values of ZH, ZDR, and KDP were found in the region where convection was initiated, followed by the maximum values in ZDR as raindrops grow rapidly in the DL quadrant. Following the cyclonic flow downwind, ZH and KDP continue to increase in magnitude as the convection matures and raindrops are advected with the swirling wind. Embedded within the general wavenumber-1 convective evolution, there is substantial variation at higher wavenumbers of smaller-scale convective features that appear to propagate cyclonically downwind.
Figure 3 illustrates the temporally averaged azimuth-height structures of polarimetric variables in the eyewall. The peak values of ZDR and ZH are found at the lowest levels in the DL and UL quadrants, respectively. The 35-dBZ ZH contour (Figure 3a) reaches its highest altitude in the DL quadrant, and the echo height slopes downward in the cyclonic direction. Higher values of ZDR are mostly found to the DL quadrant, with values >1 dB extending to the melting level (∼5 km). The ZDR field (Figure 3b) also shows a melting level signature starting in the UL quadrant. The KDP field has a vertical structure more similar to the ZH field. Higher values of KDP extend up just past the melting level in the DL quadrant, with the maximum downwind at lower levels into the UR quadrant.

The vertical microphysical structure and the distribution of hydrometeors are strongly related to the kinematic fields. Figure 4 shows dual-Doppler wind analysis of vertical velocity and horizontal wind speed from the P-3 flight around 19 UTC. Though there was some slow evolution in the TC intensity, asymmetric structure, and VWS direction over the 9-hr analysis period, we can qualitatively interpret the Doppler-derived wind field as representative of the general kinematic structure during this period. The P-3 analysis shows that the strongest updrafts were found in the DL quadrant, consistent with the positive ZDR column in this quadrant and previous airborne Doppler analyses of sheared eyewalls (DeHart et al., 2014; Foerster et al., 2014; Walder et al., 2018). Strong updrafts favor condensation of water vapor and the warm-rain collision-coalescence processes, which result in the size growth of hydrometeors (i.e., the increasing values of ZDR). Positive ZDR columns have also been found corresponding to the areas of convective updrafts in continental severe thunderstorms (Kumjian & Ryzhkov, 2008). The vertical velocity shows a maximum value near 6 m/s near 4 km in the DL quadrant (Figure 4a), and the average vertical motion was upward to 8-km altitude (Figure 4c). At 2.5 km, the intense wind speed exceeding 50 m/s (Figure 4b) rapidly advects falling hydrometeors generated in the updraft cyclonically around the vortex. In the UL quadrant, the average vertical motion was downward at low levels and upward aloft, consistent with the mass flux profile of stratiform precipitation. Predominately, downward vertical motion is seen in the UR quadrant, with correspondingly weaker reflectivity in the eyewall. The vertical profiles of polarimetric variables and vertical motion suggest a convective to stratiform transition cyclonically from the DR to UR quadrant, similar to that described by Foerster et al. (2014).

The azimuthal shift of the polarimetric variables indicates a spatial variation of DSD in the hurricane's asymmetric eyewall. Figure 5 demonstrates the joint probability distribution frequency of the median volume diameter (D0) and the normalized intercept parameter (Nw) in four quadrants of VWS in the eyewall during the intensifying period. In Harvey's eyewall, the retrieved D0 generally ranges from 0.7 to 2 mm and the Nw ranges from 102 to 105.5 mm−1 m−3. Similar DSDs with a high concentration of small size drops have been reported in other TC observations (Chang et al., 2009; Tokay et al., 2008; Wang et al., 2016). The maximum drop size was observed in the DL quadrant but had a relatively low drop number concentration. Following the cyclonic eyewall circulation to the downwind quadrants, the average D0 decreases as Nw increases. To the left of the VWS vector, less concentrations of large raindrops were found upwind but increasing concentrations of smaller raindrops were found downwind. The mean D0 in the DL, UL, and UR quadrants are 1.7, 1.5, and 1 mm, respectively, and the mean Nw of these quadrants increases from 103.7 to 104.6 mm−1 m−3.

The cyclonic evolution of the retrieved DSD provides evidence of size sorting of raindrops. Size sorting occurs because of the differential sedimentation of hydrometeors with various sizes within the strong cyclonic circulation. Smaller drops that fall with slower terminal velocities are advected farther than larger raindrops that fall faster from the same source region. We use a rough calculation to examine the fall trajectory of raindrops with different sizes in a simple vortex with a constant horizontal tangential wind equal to 50 m/s (similar to Figure 4b) neglecting vertical motion. Consider two raindrops with diameters of 1.2 mm (ZDR∼0.5 dB, terminal velocity Vt∼4.5 m/s) and 2.2 mm (ZDR∼2 dB, Vt∼7 m/s), continuously falling from 2 km to the ground. At a 25-km radius from the vortex center the small drop will travel 76° in azimuth, but the larger drop will only travel 50° in azimuth. The horizontal trajectory of larger raindrops is shorter than the smaller raindrops, thus having a significant effect on the observed polarimetric variables and inferred DSDs. Size sorting produces regions of sparsely concentrated large drops near the updraft region as the smaller drops are advected farther downwind, which contributes to the descending slopes in ZH and KDP fields and decreasing ZDR from DL downwind to UR quadrants (Figure 3).
A summary figure (Figure 5e) shows a novel picture of how the DSDs vary around the asymmetric eyewall of a major hurricane due to the effects of VWS and size sorting. Even though the hurricane eyewall asymmetry has been documented in many studies using just the reflectivity field, the current study is believed to be the first to document the asymmetric DSDs and inferred microphysical processes in a major hurricane affected by VWS. Marks and Houze (1987) first discussed the size sorting of melting ice phase hydrometeors in the eyewall by calculating the hydrometeor trajectories from ZH and the three-dimensional Doppler-derived wind field, but as demonstrated by the DSD retrieval, the combined ZH and ZDR fields provide more accurate information on hydrometer sizes and associated terminal velocities compared with the ZH field alone. The VWS-dependent DSD characteristics provide new evidence to build upon the results of Marks and Houze (1987) and demonstrate the size sorting effect in the TC asymmetric eyewall. While there are uncertainties in the absolute values of the DSD due to assumptions in the polarimetric retrieval algorithm, the relative changes in the DSD around the eyewall are much less sensitive to these assumptions and provide strong evidence for size sorting effect.
This study newly documents the azimuthal shift of ZH and ZDR in the TC eyewall, but similar localized updrafts and size sorting processes have been discussed in supercell thunderstorms (Dawson et al., 2014; Gunn & Marshall, 1955; Kumjian & Ryzhkov, 2012). The “ZDR arc” along the gradient in ZH associated with size sorting is often present throughout the mature lifetime of supercell storms (Kumjian & Ryzhkov, 2008). For supercell convection, the polarimetric signatures are highly correlated with the low-level wind shear and have been applied for index of storm evolution for supercell cases (Kumjian & Ryzhkov, 2009). It remains to be seen whether the polarimetric signatures described here are common to many TCs or are a specific function of intensity and VWS and whether these signatures contain information about potential changes in TC intensity.
4 Summary
This research presents the polarimetric signatures and microphysical structure of rain in Hurricane Harvey's asymmetric eyewall at major hurricane intensity. The upgrade of the WSR-88D radar network to dual polarization prior to the landfalling category 4 hurricane provides an unprecedented look at the azimuthal variation of rain DSD due to environmental VWS and the size sorting process. During Harvey's intensifying period, an azimuthal wavenumber-1 asymmetric pattern in radar reflectivity (ZH) was consistently observed on the left side of the environmental VWS direction for more than 8 hr. Within the maximum of the ZH asymmetry, a maximum in differential reflectivity (ZDR) persisted in the downshear left quadrant upwind of the ZH maximum. The maximum specific differential phase (KDP) was mostly collocated with the ZH maximum but had a smaller extent downwind of the ZDR maximum.
The radar-retrieved median volume diameter (D0) and normalized intercept parameter (NW) were quantitatively examined to demonstrate the spatial DSD variation of Hurricane Harvey's eyewall. A summary figure is proposed to illustrate the rain DSD characteristics of the asymmetric eyewall due to VWS and size sorting (Figure 5e). The highest D0 was generally found in the DL quadrant and decreased cyclonically downwind while NW increased. More collision-coalescence occur to produce larger size of raindrops in the region of the strongest updrafts, leading to higher ZDR and D0 in that region. A persistent ZDR column vertically penetrating the melting level in the DL quadrant was in the same shear quadrant with the strongest updrafts in the eyewall calculated from airborne dual-Doppler wind synthesis. Larger raindrops with higher terminal velocity fall faster and result in a shorter horizontal propagation distance. The smaller raindrops with slower terminal velocity are advected downwind by the TC's strong tangential winds and fall at farther distance. The results of this study suggest that the size sorting process and the variation of vertical motion induced by VWS play important roles to determine the azimuthal variability of rain DSDs and the surface precipitation pattern.
In ordinary precipitation, microphysical processes such as coalescence, breakup, and evaporation below the melting level can be identified by changes in 1-D vertical profiles of ZH and ZDR as “fingerprints” proposed by Kumjian and Prat (2014). However, the current results suggest that method is not sufficient to diagnose the microphysical processes in a TC eyewall. With complex shearing flows at high wind speeds, as well as an asymmetric distribution of vertical velocity, a more sophisticated model that considers the 3-D wind field is needed for better interpretation of the polarimetric signatures in the eyewall and infer more details about important processes. Further analysis of the evolving wind field from single Doppler retrievals could provide additional context for the polarimetric measurements and is a promising avenue for future research. The results of this study suggest that better understanding of asymmetries of the hurricane DSD can improve quantitative precipitation estimation and forecasting. Since NWP models can suffer from excessive size sorting (Igel et al., 2015; Khain et al., 2015), the rain DSD of the asymmetric eyewall documented in this study provides a useful metric for evaluating hurricane forecasts and improving model microphysical parameterization schemes. Further research to better understand how size sorting, collision-coalescence, and other microphysical processes evolve together with the dynamics and affect intensity change will be the subject of future work.
Acknowledgments
This work is supported by NSF awards AGS-1701225 and OAC-1661663 and ONR awards N000141613033 and N00014171223. The authors thank the suggestions from the anonymous reviewers and the discussion with the Bell research group and Brenda Dolan at CSU. The WSR-88D Level II radar data were obtained from the National Climatic Data Center (https://www.ncdc.noaa.gov/nexradinv/). NOAA P-3 radar data were obtained from the Hurricane Research Division (http://www.aoml.noaa.gov/hrd/). The LROSE software is available at https://nsf-lrose.github.io/index.html. The CSU RadarTools software is available at https://github.com/CSU-Radarmet.